Jim is the Chief Compliance Officer of Fiducia Group and Principal of the firm. He is also a member of Fiducia Group’s Investment Committee. In addition to serving clients with investment advice and fiduciary oversight, he brings extensive experience to our defined benefit, ESOP and non-qualified plan consulting services.
Prior to joining Fiducia Group in 2009, Jim was the President of a retirement centric investment advisory firm which he founded in 2005. He also served as the Chief Compliance Officer for a national retirement investment advisory firm and broker dealer. His 30 years of industry experience have spanned regional and international retirement services organizations.
Jim maintains his legal license in Pennsylvania and is a C(k)P® (Certified 401(k) Professional) in good standing with The Retirement Advisor University in collaboration with UCLA Anderson School of Management Executive Education. Jim is also a Qualified Plan Financial Consultant (QPFC) through the American Society of Pension Professionals and Actuaries (ASPPA) and an Accredited Investment Fiduciary Analyst™ (AIFA®) through the Center for Fiduciary Studies.
Jim is a board member for Providence Connections and has served as a youth basketball coach in his community for many years. He holds a B.S. in Applied Mathematics from Indiana University of PA and a Juris Doctorate from Duquesne University.