Issue 11

Compliance and Regulatory

The constantly changing regulatory environment around qualified plans is difficult to keep up with. This edition of Confero focuses on modern day compliance and regulatory issues, and aims to help readers gain a better understanding of today's regulatory landscape. Topics include: The New Fiduciary Rules, Managing and Protecting Participant Data, Achieving 20/20 Fiduciary Vision, EPCRS Correction Procedure, Managing Financial Risk and more.

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